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math-research/papers/flip_symmetric_maximal_planar_graphs/paper.tex
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didericis bd409585ba Frame flip-asymmetry as first of further necessary properties
Adds a transitional section reframing the frequency results: the
relevant class is not all maximal planar graphs but those that resist
Kempe-style reductions, where flip-asymmetry's exclusion may have
real bite. Sets up subsequent development of additional necessary
properties of a minimum-order 5-chromatic counterexample.

Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
2026-05-14 00:18:34 -04:00

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\begin{document}
\title{Flip Symmetric Maximal Planar Graphs}
% Remove any unused author tags.
% author one information
\author{Eric Bauerfeld}
\address{}
\curraddr{}
\email{}
\thanks{}
\subjclass[2010]{Primary }
\keywords{}
\date{}
\dedicatory{}
\begin{abstract}
\end{abstract}
\maketitle
\section{Motivation}
The Four Color Theorem asserts that every planar graph is properly
$4$-colorable, or equivalently that no maximal planar graph $G$
satisfies $\chi(G) \geq 5$. Suppose, towards a contradiction, that
such a graph exists; let $G_0$ be one of minimum order. Any structural
property shared by every maximal planar graph $H$ with $|V(H)| =
|V(G_0)|$ is then automatically inherited by $G_0$, and any property
\emph{not} satisfied by $G_0$ excludes a portion of the class of
maximal planar graphs from playing the role of a minimum
counterexample.
This paper investigates one such property: invariance under an
admissible edge flip. We call a maximal planar graph $G$
\emph{flip-symmetric} when some admissible flip at an edge of $G$
returns a graph isomorphic to $G$. Our principal observation
(Theorem~\ref{thm:min-five-chromatic-not-flip-symmetric}) is that a
minimum-order $5$-chromatic maximal planar graph cannot be
flip-symmetric, so the search for a counterexample to the Four Color
Theorem may, in principle, be confined to the complement of the class
$\mathcal{F}$ of flip-symmetric graphs. This raises a quantitative
question --- how large is $\mathcal{F}$? --- which we address
empirically in Section~\ref{sec:frequency} by an exhaustive census of
maximal planar graphs of small order.
\section{Preliminaries}
Let $G$ be a maximal planar graph with $|V(G)| \geq 4$, embedded in the
plane so that every face --- including the outer face --- is a triangle.
Every edge $uv \in E(G)$ is then shared by exactly two triangular faces
$uvw$ and $uvx$ whose union is a quadrilateral $uwvx$ with diagonal $uv$.
\begin{definition}[Edge flip]
Let $G$ be a maximal planar graph and let $uv \in E(G)$ be an edge whose
two incident triangular faces are $uvw$ and $uvx$. The \emph{edge flip}
(or \emph{diagonal flip}) at $uv$ is the operation that deletes the edge
$uv$ and inserts the edge $wx$ in its place, replacing the two triangles
$uvw$ and $uvx$ by the two triangles $uwx$ and $vwx$. The flip is
\emph{admissible} if $wx \notin E(G)$; otherwise the resulting multigraph
is not simple and the flip is forbidden.
\end{definition}
\begin{figure}[h]
\centering
\begin{tikzpicture}[
every node/.style={circle, fill=black, inner sep=1.5pt},
label distance=2pt,
scale=1.2
]
% --- before flip ---
\begin{scope}[xshift=0cm]
\node[label=left:$u$] (u) at (0,0) {};
\node[label=right:$v$] (v) at (2,0) {};
\node[label=above:$w$] (w) at (1,1) {};
\node[label=below:$x$] (x) at (1,-1) {};
\draw (u) -- (w) -- (v) -- (x) -- (u);
\draw[very thick] (u) -- (v);
\node[draw=none, fill=none] at (1,-1.6) {before};
\end{scope}
% --- arrow ---
\draw[->, very thick, shorten >=2pt, shorten <=2pt]
(2.6,0) -- node[draw=none, fill=none, above]{flip $uv$} (3.8,0);
% --- after flip ---
\begin{scope}[xshift=4.4cm]
\node[label=left:$u$] (u2) at (0,0) {};
\node[label=right:$v$] (v2) at (2,0) {};
\node[label=above:$w$] (w2) at (1,1) {};
\node[label=below:$x$] (x2) at (1,-1) {};
\draw (u2) -- (w2) -- (v2) -- (x2) -- (u2);
\draw[very thick] (w2) -- (x2);
\node[draw=none, fill=none] at (1,-1.6) {after};
\end{scope}
\end{tikzpicture}
\caption{An edge flip replaces the diagonal $uv$ of the quadrilateral
$uwvx$ with the diagonal $wx$.}
\end{figure}
\section{Flip-symmetric maximal planar graphs}
For a maximal planar graph $G$ and an admissible edge $uv \in E(G)$
with incident triangles $uvw$, $uvx$, write
\[
G^{\mathrm{flip}(uv)} \;=\; \bigl(V(G),\,(E(G)\setminus\{uv\})\cup\{wx\}\bigr)
\]
for the graph obtained from $G$ by flipping $uv$.
\begin{definition}[Flip-symmetric graph]\label{def:flip-symmetric}
A maximal planar graph $G$ is \emph{flip-symmetric} if there exists an
admissible edge $uv \in E(G)$ such that
$G^{\mathrm{flip}(uv)} \cong G$. We write $\mathcal{F}$ for the class
of flip-symmetric maximal planar graphs.
\end{definition}
\section{A minimal four-colorable counterexample}
\begin{theorem}\label{thm:min-five-chromatic-not-flip-symmetric}
Let $G$ be a maximal planar graph of minimum order among all maximal
planar graphs $H$ with $\chi(H) \geq 5$. Then $G \notin \mathcal{F}$;
that is, $G$ is not flip-symmetric.
\end{theorem}
\section{Flip symmetry frequency}\label{sec:frequency}
To gauge how restrictive flip-symmetry is, we performed an exhaustive
census of maximal planar graphs of small order. For each
$n \in \{4, 5, \dots, 14\}$ we enumerated every isomorphism class of
maximal planar graph on $n$ vertices using \texttt{plantri} (invoked
through SageMath as \texttt{graphs.planar\_graphs} with
\texttt{minimum\_connectivity}~$=3$ and
\texttt{maximum\_face\_size}~$=3$), and for each such $G$ we tested
every admissible edge $uv \in E(G)$ for the existence of an isomorphism
$G \cong G^{\mathrm{flip}(uv)}$. Writing $T_n$ for the total number of
maximal planar graphs on $n$ vertices and
$F_n = |\mathcal{F} \cap \{G : |V(G)| = n\}|$ for the number of
flip-symmetric ones, the results are tabulated below.
\begin{center}
\begin{tabular}{r r r l}
\hline
$n$ & $T_n$ & $F_n$ & $F_n / T_n$ \\
\hline
$4$ & $1$ & $0$ & $0.000000$ \\
$5$ & $1$ & $1$ & $1.000000$ \\
$6$ & $2$ & $1$ & $0.500000$ \\
$7$ & $5$ & $1$ & $0.200000$ \\
$8$ & $14$ & $5$ & $0.357143$ \\
$9$ & $50$ & $17$ & $0.340000$ \\
$10$ & $233$ & $48$ & $0.206009$ \\
$11$ & $1{,}249$ & $164$ & $0.131305$ \\
$12$ & $7{,}595$ & $552$ & $0.072679$ \\
$13$ & $49{,}566$ & $1{,}828$ & $0.036880$ \\
$14$ & $339{,}722$& $6{,}164$ & $0.018144$ \\
\hline
\end{tabular}
\end{center}
From $n = 10$ onward the ratio $F_n / T_n$ decreases by a factor
approaching $1/2$ at each step, suggesting that the density of
flip-symmetric graphs among maximal planar graphs of order $n$ decays
to zero --- empirically at a roughly geometric rate. This tempers
the utility of
Theorem~\ref{thm:min-five-chromatic-not-flip-symmetric}: although it
guarantees that a minimum-order counterexample to the Four Color
Theorem lies in the complement of $\mathcal{F}$, that complement
already comprises nearly the entire class of maximal planar graphs
on $n$ vertices once $n$ is moderately large. The structural
exclusion offered by flip-symmetry therefore prunes a vanishingly
small portion of the search space, and this property is unlikely on
its own to be a productive avenue for narrowing the search for a
counterexample.
A natural follow-up question is whether the picture improves when one
restricts attention to maximal planar graphs of minimum degree at
least~$5$, the class to which any minimum-order $5$-chromatic graph
necessarily belongs (a vertex of degree at most~$4$ admits a standard
Kempe reduction). Writing $T^{(5)}_n$ and $F^{(5)}_n$ for the
analogous counts within this subclass, we ran the same census after
adding \texttt{minimum\_degree}~$=5$ to the \texttt{plantri}
invocation, obtaining the table below.
\begin{center}
\begin{tabular}{r r r l}
\hline
$n$ & $T^{(5)}_n$ & $F^{(5)}_n$ & $F^{(5)}_n / T^{(5)}_n$ \\
\hline
$12$ & $1$ & $0$ & $0.000000$ \\
$13$ & $0$ & $0$ & --- \\
$14$ & $1$ & $0$ & $0.000000$ \\
$15$ & $1$ & $0$ & $0.000000$ \\
$16$ & $3$ & $1$ & $0.333333$ \\
$17$ & $4$ & $1$ & $0.250000$ \\
$18$ & $12$ & $2$ & $0.166667$ \\
$19$ & $23$ & $5$ & $0.217391$ \\
$20$ & $73$ & $12$ & $0.164384$ \\
$21$ & $192$ & $27$ & $0.140625$ \\
$22$ & $651$ & $51$ & $0.078341$ \\
$23$ & $2{,}070$ & $120$ & $0.057971$ \\
$24$ & $7{,}290$ & $273$ & $0.037449$ \\
$25$ & $25{,}381$ & $598$ & $0.023561$ \\
$26$ & $91{,}441$ & $1{,}341$ & $0.014665$ \\
\hline
\end{tabular}
\end{center}
The first flip-symmetric example in this subclass appears at $n = 16$.
Beyond that, the density $F^{(5)}_n / T^{(5)}_n$ again decays toward
zero, though at a noticeably gentler rate: the step-to-step ratio
settles around $0.63$ rather than the $\approx\!1/2$ observed in the
unrestricted census. The restriction to minimum degree~$5$ therefore
preserves flip-symmetry slightly longer relative to the size of the
subclass, but does not alter the qualitative conclusion: even within
the minimum-degree-$5$ class --- which already contains every
candidate minimum-order $5$-chromatic graph --- flip-symmetric
examples become a vanishing fraction.
\section{Further necessary properties of a minimal counterexample}
The frequency data of Section~\ref{sec:frequency} look unflattering
only when flip-symmetry is weighed against the full class of maximal
planar graphs. The class that actually matters --- minimum-order
$5$-chromatic triangulations that also resist every Kempe-style
reduction --- is far thinner, and flip-symmetry may exclude a
substantially larger fraction of it if the configurations it removes
overlap those responsible for Kempe reducibility. We therefore turn
to identifying further necessary properties of a minimum-order
$5$-chromatic maximal planar graph, of which flip-asymmetry is the
first.
\end{document}
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